Advanced Solutions for FCA Consumer Duty Agent
Consumer Duty places strict obligations on brokers and insurers. The FCA Agent automates suitability checks, generates Justification Reports, and records every interaction — ensuring accurate, consistent compliance across all advice.
Complete Audit Trail CreationEvery policy recommendation, justification, and comparison is timestamped and archived for future audits.
- Real-Time Suitability Report Generation
Automatically produce FCA-compliant “Reason Why” reports based on client needs, adviser notes, and product features.
- Automated Consumer Duty Compliance
The FCA Agent reviews fact-find data, compares policies, and checks Consumer Duty suitability criteria automatically — reducing admin and human error.
✓ Automatic Record Keeping & Audit Preparation
The FCA Agent produces structured audit-ready documentation the moment a policy is recommended or sold.
✓ Policy Comparison Aligned to Client Needs
The FCA Agent compares insurer quotes, exclusions, limits, and benefits against documented client needs.
✓ Consumer Duty Fact-Find Review
Review free-text fact-finds and instantly highlight missing, ambiguous, or non-compliant information under Consumer Duty.
Security & Compliance
PolicyCheck enforces strict Consumer Duty-driven governance: encrypted data handling, structured audit logs, multi-tenant controls, and end-to-end traceability for every advice action.
- Is the FCA Agent audit-ready?
- Does it integrate with CRM systems?
- How does the FCA Agent reduce Consumer Duty workload?